FAQs

I Want to Roll Over My 401(K)

To roll over an existing 401(K) account into a Trillium Small/Mid Cap IRA:

  1. Print and fill out an IRA application
    In section 3. “Type of IRA” select “Rollover IRA”
  2. Mail
    Mail to the address provided on the application.
  3. Transfer
    Contact former employer or 401k administrator for transfer documents.
  4. Call
    Call Trillium Mutual Funds at 866-209-1962 to obtain your new account number (for use on your transfer documents.)
  5. Submit
    Submit paperwork to your 401k administrator (your administrator will release the funds from your old account into your new account.)

In section 3, “Type of IRA” select “Rollover IRA”

Mail

Mail to the address provided on the application.

Transfer

Contact former employer or 401k administrator for transfer documents.

Call

Call Portfolio 21 at 866-209-1962 to obtain your new account number. (For use on your transfer documents.)

Submit

Submit paperwork to your 401k administrator. (Your administrator will release the funds from your old account into your new account.)

I Want to Transfer an IRA

To transfer an existing IRA into a Trillium Small/Mid Cap IRA:

  1. Print and fill out an IRA application
    In section 4. “Type of Contribution” select “Transfer”
  2. Print and fill out an IRA transfer application
    Mail both to the address provided on the application

I Want to Convert a Traditional IRA to a Roth IRA

To transfer an existing traditional IRA into a Trillium Small / Mid Cap IRA:

  1. Print and fill out an IRA application
    In section 3. “Type of IRA” select “Roth IRA account”
    In section 4. “Type of Contribution” select “Conversion of existing Traditional IRA to Roth IRA”
  2. Print and fill out an IRA transfer form
    In section 5. “Conversion of Traditional IRA to Roth IRA,” check the box
    Mail both to the address provided on the application.

2018 Capital Gains Distribution Information